SEBI presents Samajh Se Investing Simple:

Understand Before You Invest
Choose Regulated Investment Products
Start Early, Stay Invested
Beware of Investment Frauds

Promotion and Popularization of Investor Mobile Applications by Depositories

Dear Investor,

In order to enhance investor awareness, transparency and ease of access to information relating to securities holdings, the Depositories (CDSL/NSDL), in co-ordination with SEBI, have upgraded their respective investor applications (link of mobile application mentioned below) providing a consolidated, bird’s eye view of investors’ holdings in securities markets.

The salient features of the applications are as follows:

Consolidated view of securities across both Depositories with a single login.
Access to transaction and holding statements for better portfolio management.
Monitor open positions and margin details across Stock Exchanges and Clearing Corporations.
Exercise e-Voting on company resolutions.
Access recommendations from proxy advisers on company resolutions.

We urge you to download the applications from the links given below and take benefits of the applications.

CDSL – MyEasi App

https://apps.apple.com/in/app/cdsl-myeasi-app/id6737304195

https://play.google.com/store/apps/details?id=com.cdsl.myeasi

NSDL – Speede App

https://apps.apple.com/in/app/nsdl-speede-app/id922834763

https://play.google.com/store/apps/details?id=com.msf.NSDL.Android

Steps To Check Your KYC Status

What is Know Your Client (KYC)?

Know Your Client (KYC) means identifying and verifying the client’s identity and the identity of the beneficial owner through documents submitted for Proof of Identity (PoI) and Proof of Address (PoA) in compliance with rules, regulations, guidelines, and circulars issued by the Board or any other authority for Prevention of Money Laundering from time to time.

KYC Status Check Link

FOR NDML KRA:
https://kra.ndml.in/kra-web/jsps/menu/MainIndex.jsp

FOR CVL KRA:
https://www.cvlkra.com/

FOR DOTEX KRA:
https://www.nsekra.com/

FOR KARVY KRA:
https://www.karvykra.com/UPanSearchGlobalWithPanExempt.aspx

FOR CAMS KRA:
https://camskra.com/

Steps to check your KYC Status:

Visit https://www.cvlkra.com/ and click on KYC Inquiry.
Enter your 10-digit PAN with Captcha and click on Submit.
Your KYC Status will be displayed as ‘KYC Validated/KYC Registered/KYC On-Hold/Under Process’.

What does each KYC status mean?

KYC Validated

KYC is registered successfully.
You can do any transaction in security market, anytime.

KYC Registered

You can continue making transactions in your Trading and Demat account without any hassle.
You can get your KYC status changed to ‘KYC Validated’ by doing the KYC Update/KYC Modification process using PAN and Aadhaar from XML, Digi-locker, e-Aadhaar PDF or M-Aadhaar.
Once your KYC status changes to "Validated" you can invest in securities market without any requirement of re-KYC.

Under Process

This status shows up if the KYC is recently updated and under processing at KRAs. It takes up to a few days for the KYC status to be updated.

KYC On-Hold/Rejected

The KYC status on the KRA’s website shows the reason for ‘KYC On-Hold/Rejected’ status; it could be: Mobile or Email not validated/PAN is not linked with Aadhaar/Deficiency in the KYC documents etc.
Please contact us for rectification of discrepancies in KYC documents.
Once your KYC status changes to Registered/Validated you will be all set to start transaction.

KRA Validation Link

The validation links are provided below for your reference:

FOR NDML KRA:
https://kra.ndml.in/kra/ckyc/#/initiate

FOR CVL KRA:
https://validate.cvlindia.com/CVLKRAVerification_V1/

Incase of any difficulties, feel free to contact our Helpdesk for further assistance.

Precautions for Clients Dealing in Options

Dear Clients,

NSE Vide its circular dated July 06, 2022 has informed the trading members to carry out due diligence of all those clients wishing to trade in derivative segment of the Exchange more specifically in the Options segment to avoid any kind risk/threat that may occur as the derivative Products are not designed for general Public whose Income does not support the trade Position in Options.

Further in line with this circular all clients trading in derivative segments are informed to kindly update your financial details/income with us so as to avoid disallowance of trading in derivative Products.

Our compliance department will analyse the Income details with the turnover and in case of any serious deviation your account will be blocked for trading in derivative Products and it will be at the sole discretion of Fortune Interfinance Limited.

Further Please also note that following actions needs your attention at all times and request you to desist from following activity to ensure smooth Operations of your trading account maintained with us.

Sharing of trading credentials – login id & passwords including OTP’s.
Trading in leveraged products like options without proper understanding, which could lead to losses.
Writing/selling options or trading in option strategies based on tips, without basic knowledge & understanding of the product and its risks.
Dealing in unsolicited tips through WhatsApp, Telegram, YouTube, Facebook, SMS, calls, etc.
Trading in "Options" based on recommendations from unauthorised/unregistered investment advisors and influencers.

For your necessary action and Information.

By order

Fortune Interfinance Limited

Compliance department

RISK DISCLOSURES ON DERIVATIVES

9 out of 10 individual traders in equity Futures and Options Segment incurred net losses.
On an average, loss makers registered net trading loss close to Rs. 50,000.
Over and above the net trading losses incurred, loss makers expended an additional 28% of net trading losses as transaction costs.
Those making net trading profits, incurred between 15% to 50% of such profits as transaction cost.

SEBI study dated January 25, 2023 on “Analysis of Profit and Loss of Individual Traders dealing in equity Futures and Options (F&O) Segment”, wherein Aggregate Level findings are based on annual Profit/Loss incurred by individual traders in equity F&O during FY 2021-22.

Reference Link

https://www.sebi.gov.in/reports-and-statistics/research/jan-2023/study-analysis-of-profit-and-loss-of-individual-traders-dealing-in-equity-fando-segment_67525.html

Dabba Trading

Dabba trading is an illegal and unregulated form of trading. In dabba trading, traders place deals in securities without the trades actually being executed on any official SEBI recognized stock exchange. These trades are settled internally by the dabba operator and are outside the purview of stock exchanges and regulatory bodies. Since these trades are not executed on official stock exchange platforms, investors can not avail grievances redressal mechanism of stock exchanges. Therefore, investor should exercise caution and should not indulge any form of dabba trading

Collective Investment Scheme Hearsay

This message is cautioning against the allure of high returns in a short amount of time, as this can lead to trouble. Investments or opportunities promising unrealistically high returns can be indicators of investment scams, get-rich-quick schemes, or other fraudulent activities. It's essential for individuals to thoroughly research and understand the risk. Further, investor can seek Investment advice from SEBI registered Investment Advisor, and be wary of any offers that sound too good to be true.

SEBI Grievance Redressal

In case of any complaint related to the securities market, you may first approach the concerned intermediary or company. The concerned intermediary or company will facilitate the complaint redressal. In case the grievance remains unresolved, you may approach the concerned Stock, Exchange or Depository against your stock broker or listed company. If you are still not satisfied with the redressal, you may lodge a complaint with SEBI through a web based centralized grievance redressal called SCORES (SEBI Complaints Redress System).

Caution Against Unrealistic Return

The message is cautioning against the allure of high returns in a short amount of time, as this can lead to trouble. Investments or opportunities promising unrealistically high returns can be indicators of investment scams, get-rich-quick schemes, or other fraudulent activities. It's essential for individuals to thoroughly research and understand the risk. Further, investor can seek Investment advice from SEBI registered Investment Advisor, and be wary of any offers that sound too good to be true.

Say Goodbye to Physical Cheques with ASBA

Traditionally, investors were required to issue physical cheques as a means of payment when subscribing to Initial Public Offers (IPOs). This process often entailed complex paperwork and potential delays. However, the Applications Supported by Blocked Amount (ASBA) facility has revolutionized this procedure. Now, investors can seamlessly participate in IPOs without the hassle of issuing physical cheques.

Email Us

info@fifl.co.in

Call Us

033 22101152

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Attention Investor

1.Stock Brokers can accept securities as margin from clients only by way of pledge in the depository system w.e.f. September 01, 2020. 2.Update your email id and mobile number with your stock broker / depository participant and receive OTP directly from depository on your email id and/or mobile number to create pledge.3. Check your securities / MF / bonds in the consolidated account statement issued by NSDL/CDSL every month. .......... Issued in the interest of Investors" All clients are requested to record their email id for electronic despatch of contract and statement. In case of electronic contract note, the link/login for the same is available on website for download.